ACT for Alexandria

SEC's Proposed Regulation: "Best Interest"

ACT for Alexandria, Community Foundation

Invites you to join us for the next in a series of breakfast events for professional advisors

The SEC’s Proposed Regulation “Best Interest”

What this means for your practice and the financial industry

In April 2018, the US Securities and Exchange Commission (SEC) proposed rules to establish complex new standards of conduct and detailed disclosure requirements for investment professionals advising retail clients.  This followed hard upon the rejection of the Labor Department’s “fiduciary” rule by a federal court of appeals, and it once again has put in play federal regulatory expectations of financial advisers serving retail customers.  What are the proposed new standards, and what do they mean for investment professionals? 

ACT for Alexandria, community foundation will host a breakfast on Wednesday August 8th to explore these questions.  Paul Schott Stevens, ACT board member and President and CEO of the Investment Company Institute (ICI), will discuss the SEC’s proposals and their implications for your practice.  Please plan to attend.

Join us for an informative start to your morning

Wednesday August 8th from 8 AM to 9:15 AM

 Virtue Feed & Grain, 106 S. Union Street, Alexandria

A light breakfast will be served.

Please rsvp to Betsy.Micklem@ACTforAlexandria.org or 703 739-7778

Date: 
August 08, 2018 8:00AM to August 13, 2018 9:15PM